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Ownership Profile

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Stock Quote (NASDAQ: GSVC)
Stock price graph
     
$5.60  - 0.29 down   (4.924%)
Day Range:
5.58 - 5.91
52-week Range:
3.83 - 6.00
Volume:
101,237
3:59 PM ET on Oct 20, 2017
Delayed at least 20 minutes. Provided by eSignal.

Shareholder Breakdown
  Holders Values ($) % O/S Shares
Institution 52 44.15 43.56 9,661,244
Mutual Fund 3 0.88 0.84 185,546

Institutional Shareholder Rotation
  Holders Values Change ($) % O/S Shares Change
Buyers 15 6.70 6.26 1,389,066
Sellers 18 -1.24 1.28 -284,666
Net -- 5.45 4.98 1,104,400

Institutional Shareholder Concentration
  Values ($) % O/S Shares
Top 10 Inst. 39 38.67 8,578,461
Top 20 Inst. 42.74 42.19 9,357,332
Top 50 Inst. 44.15 43.56 9,661,094
Total Inst. 44.15 43.56 9,661,094

Institutional Shareholder Style
  Holders Values ($) % O/S Shares
Index 2 2 2.00 442,779
TotalGrowth 7 13 13.81 3,062,934
IncomeValue 1 0 0.02 3,952
TotalOther 20 17 15.91 3,529,077
TotalValue 7 9 9.00 1,996,505

Top Holders: Institutional Investor
  Shares Held % O/S Shares Change Filing Date
Pine River Capital Management, L.P. 2,689,347 12.12 960,634 12/31/2016
New Jersey Division of Investment 1,955,000 8.81 0 06/30/2017
Wellington Management Company, LLP 1,523,377 6.87 265,581 06/30/2017
Emerald Advisers, Inc. 925,431 4.17 -52,880 06/30/2017
Needham Investment Management L.L.C. 400,959 1.81 0 06/30/2017
Parametric Portfolio Associates LLC 391,479 1.76 547 06/30/2017
Oppenheimer Asset Management Inc. 244,457 1.10 -3,000 06/30/2017
Principal Funds, Inc. 175,979 0.79 0 08/31/2017
Morgan Stanley Wealth Management 156,694 0.71 -41,014 06/30/2017
Goldman Sachs & Company, Inc. 115,738 0.52 -8,690 06/30/2017
C.S. McKee, L.P. 100,000 0.45 0 06/30/2017
Klein (Mark D) 99,007 0.45 50,000 09/27/2017
Ladenburg Thalmann Asset Management Inc. (LTAM) 93,639 0.42 -600 06/30/2017
Equitec Proprietary Markets, LLC 93,374 0.42 -29,894 06/30/2017
Intrinsic Edge Capital Management, LLC 89,639 0.40 89,639 06/30/2017
Moe (Michael T) 69,355 0.31 847 10/20/2017
Susquehanna Financial Group, LLLP 66,053 0.30 24,819 06/30/2017
Bulldog Investors, LLC 60,104 0.27 -2,392 06/30/2017
Wells Fargo Bank, N.A. 56,400 0.25 400 06/30/2017
California Public Employees' Retirement System 51,300 0.23 0 06/30/2017
Potter (Leonard A) 34,333 0.15 10,000 09/12/2017
Wells Fargo Advisors 30,901 0.14 4,500 06/30/2017
Janney Montgomery Scott LLC 28,300 0.13 -3,500 06/30/2017
UBS Financial Services, Inc. 27,270 0.12 1,132 06/30/2017
Marquette Asset Management, LLC 22,230 0.10 0 09/30/2017
The Pennsylvania Trust Company 15,221 0.07 0 09/30/2017
Two Sigma Investments, LP 13,257 0.06 1,631 06/30/2017
Millennium Management LLC 12,449 0.06 -91,379 06/30/2017
KCG Americas LLC 12,435 0.06 12,435 06/30/2017
Chicago Partners Wealth Advisors 11,300 0.05 11,300 06/30/2017
Wedbush Securities, Inc. 10,878 0.05 0 06/30/2017
Citadel LLC 10,558 0.05 -9,588 06/30/2017
Tanona William F 10,000 0.05 0 04/12/2017
Guggenheim Investments 8,167 0.04 0 07/31/2017
Simplex Trading, LLC 8,026 0.04 -389 06/30/2017
Deutsche Asset Management Americas 7,585 0.03 7,585 06/30/2017
Cutler Group, LP 6,764 0.03 4,613 09/30/2017
Tower Research Capital LLC 6,724 0.03 3,650 06/30/2017
Mazur (Marc) 6,000 0.03 6,000 08/14/2017
Flynn (Mark W) 5,000 0.02 0 04/12/2017
Duemme SGR 4,000 0.02 0 07/31/2016
Bank of America Merrill Lynch (US) 3,421 0.02 0 06/30/2017
Citi Investment Research (US) 2,062 0.01 0 06/30/2017
Blue Bell Private Wealth Management, LLC 1,700 0.01 0 06/30/2017
Blackstone Alternative Investment Advisors LLC 1,400 0.01 0 09/30/2016
Group One Trading, L.P. 1,303 0.01 0 06/30/2017
Ruggie Wealth Management 1,132 0.01 0 06/30/2017
Advisor Group, Inc 646 0.00 -500 06/30/2017
SEI Investments Management Corporation 600 0.00 600 06/30/2017
Barclays Capital Inc. 100 0.00 0 06/30/2017

Ownership data is provided by Thomson Reuters, a third party service, and GSV Capital Corp. does not maintain or provide information directly to this service.

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GSV Capital Corp.
The Pioneer Building
2925 Woodside Road
Woodside, CA 94062
USA

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