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Ownership Profile

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Stock Quote (NASDAQ: GSVC)
Stock price graph
     
$4.88  - 0.07 down   (1.414%)
Day Range:
4.85 - 5.00
52-week Range:
4.41 - 10.05
Volume:
69,807
4:00 PM ET on Dec 2, 2016
Delayed at least 20 minutes. Provided by eSignal.

Shareholder Breakdown
  Holders Values ($) % O/S Shares
Institution 63 49.38 39.32 8,722,077
Mutual Fund 9 1.22 1.15 254,449

Institutional Shareholder Rotation
  Holders Values Change ($) % O/S Shares Change
Buyers 23 2.85 2.72 603,725
Sellers 28 -4.66 3.55 -787,503
Net -- -1.81 0.83 -183,778

Institutional Shareholder Concentration
  Values ($) % O/S Shares
Top 10 Inst. 44 33.98 7,536,163
Top 20 Inst. 47.48 37.56 8,332,249
Top 50 Inst. 49.34 39.29 8,714,536
Total Inst. 49.34 39.29 8,714,536

Institutional Shareholder Style
  Holders Values ($) % O/S Shares
Index 3 3 6.89 590,924
CoreGrowth 8 9 23.13 1,982,927
Growth 1 4 10.97 940,174
IncomeValue 1 0 0.05 3,952
HedgeFund 11 24 40.15 3,441,417
GARP 2 2 4.83 413,959
BrokerDealer 9 2 4.43 380,019
CoreValue 7 2 4.94 423,459
DeepValue 3 1 2.15 184,245

Top Holders: Institutional Investor
  Shares Held % O/S Shares Change Filing Date
New Jersey Division of Investment 1,771,712 7.99 0 09/30/2016
Pine River Capital Management, L.P. 1,728,713 7.79 -199,905 12/31/2015
RiverNorth Capital Management LLC 1,335,740 6.02 300,275 09/30/2016
Emerald Advisers, Inc. 940,174 4.24 17,978 09/30/2016
Parametric Portfolio Associates LLC 437,564 1.97 3,071 09/30/2016
Needham Investment Management L.L.C. 412,459 1.86 0 09/30/2016
Goldman Sachs & Company, Inc. 299,328 1.35 -76,018 09/30/2016
Wellington Management Company, LLP 253,205 1.14 -7,928 09/30/2016
Morgan Stanley Wealth Management 203,359 0.92 127,287 09/30/2016
Equitec Proprietary Markets, LLC 153,909 0.69 -15,952 09/30/2016
BlackRock Advisors (UK) Limited 102,060 0.46 -540 04/30/2016
C.S. McKee, L.P. 100,000 0.45 0 09/30/2016
Two Sigma Investments, LP 94,301 0.43 24,418 09/30/2016
GSA Capital Partners LLP 88,823 0.40 16,300 09/30/2016
Bulldog Investors, LLC 80,704 0.36 0 09/30/2016
Acadian Asset Management LLC 77,975 0.35 -136,245 09/30/2016
OxFORD Asset Management 71,602 0.32 -35,096 09/30/2016
Ladenburg Thalmann Asset Management Inc. (LTAM) 68,028 0.31 891 09/30/2016
Moe (Michael T) 61,293 0.28 2,117 11/01/2016
California Public Employees' Retirement System 51,300 0.23 0 09/30/2016
Klein (Mark D) 49,007 0.22 1,893 08/01/2016
Wells Fargo Bank, N.A. 35,000 0.16 0 09/30/2016
Wells Fargo Advisors 34,421 0.16 3,891 09/30/2016
Potter (Leonard A) 24,333 0.11 -8,534 04/06/2016
John G. Ullman & Associates, Inc. 24,300 0.11 12,200 09/30/2016
Wolverine Trading, LLC 23,815 0.11 23,815 09/30/2016
Millennium Management LLC 23,183 0.10 23,183 09/30/2016
Citadel LLC 22,460 0.10 5,819 09/30/2016
Oppenheimer Asset Management Inc. 19,773 0.09 19,773 09/30/2016
PDT Partners, LLC 14,800 0.07 14,800 09/30/2016
Susquehanna Financial Group, LLLP 13,893 0.06 -3,831 09/30/2016
Cutler Group, LP 11,016 0.05 -7,415 09/30/2016
Wedbush Securities, Inc. 10,195 0.05 0 09/30/2016
Tanona William F 10,000 0.05 0 04/06/2016
Morgan Stanley & Co. LLC 9,712 0.04 -4,065 09/30/2016
Tower Research Capital LLC 8,304 0.04 8,304 09/30/2016
UBS Securities LLC 7,690 0.03 -147 09/30/2016
Guggenheim Investments 6,477 0.03 0 08/31/2016
Creative Planning, Inc. 6,270 0.03 646 09/30/2016
Flynn (Mark W) 5,000 0.02 0 04/06/2016
Duemme SGR 4,000 0.02 0 08/31/2016
Research Affiliates, LLC 3,952 0.02 0 06/30/2016
StanCorp Investment Advisers, Inc. 2,550 0.01 0 03/31/2015
Deutsche Asset Management Americas 2,121 0.01 22 09/30/2016
Simplex Trading, LLC 1,909 0.01 36 09/30/2016
Bank of America Merrill Lynch (US) 1,809 0.01 0 09/30/2016
Blue Bell Private Wealth Management, LLC 1,700 0.01 0 09/30/2016
U.S. Bancorp Asset Management, Inc. 1,551 0.01 0 09/30/2016
Advisor Group, Inc 1,546 0.01 -3,085 09/30/2016
Stanford Investment Group Inc. 1,500 0.01 0 09/30/2016

Ownership data is provided by Thomson Reuters, a third party service, and GSV Capital Corp. does not maintain or provide information directly to this service.

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Mailing Address:

GSV Capital Corp.
The Pioneer Building
2925 Woodside Road
Woodside, CA 94062
USA

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