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Ownership Profile

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Stock Quote (NASDAQ: GSVC)
Stock price graph
     
$5.45  0.00   (0.000%)
Day Range:
N/A - N/A
52-week Range:
4.41 - 6.37
Volume:
N/A
4:00 PM ET on Feb 17, 2017
Delayed at least 20 minutes. Provided by eSignal.

Shareholder Breakdown
  Holders Values ($) % O/S Shares
Institution 62 49.54 44.03 9,766,705
Mutual Fund 8 1.05 0.94 208,201

Institutional Shareholder Rotation
  Holders Values Change ($) % O/S Shares Change
Buyers 28 7.97 7.14 1,583,444
Sellers 26 -3.95 3.61 -800,034
Net -- 4.02 3.53 783,410

Institutional Shareholder Concentration
  Values ($) % O/S Shares
Top 10 Inst. 43 38.19 8,471,829
Top 20 Inst. 47.30 42.05 9,327,791
Top 50 Inst. 49.52 44.01 9,762,628
Total Inst. 49.52 44.01 9,762,628

Institutional Shareholder Style
  Holders Values ($) % O/S Shares
Index 3 3 5.53 531,079
CoreGrowth 8 10 20.79 1,998,281
Growth 1 5 10.44 1,003,651
IncomeValue 1 0 0.04 3,952
HedgeFund 11 21 44.46 4,273,187
GARP 1 2 4.17 400,959
BrokerDealer 9 2 3.27 314,236
CoreValue 8 4 7.72 741,867
DeepValue 3 1 1.60 153,882

Top Holders: Institutional Investor
  Shares Held % O/S Shares Change Filing Date
Pine River Capital Management, L.P. 2,689,347 12.12 960,634 12/31/2016
New Jersey Division of Investment 1,771,712 7.99 0 12/31/2016
RiverNorth Capital Management LLC 1,179,892 5.32 -155,848 12/31/2016
Emerald Advisers, Inc. 1,003,651 4.52 63,477 12/31/2016
Wellington Management Company, LLP 437,760 1.97 184,555 12/31/2016
Needham Investment Management L.L.C. 400,959 1.81 -11,500 12/31/2016
Parametric Portfolio Associates LLC 390,932 1.76 -46,632 12/31/2016
Goldman Sachs & Company, Inc. 215,492 0.97 -83,836 12/31/2016
Morgan Stanley Wealth Management 208,927 0.94 5,568 12/31/2016
Oppenheimer Asset Management Inc. 173,157 0.78 153,384 12/31/2016
Equitec Proprietary Markets, LLC 125,668 0.57 -28,241 12/31/2016
Two Sigma Investments, LP 123,854 0.56 29,553 12/31/2016
C.S. McKee, L.P. 100,000 0.45 0 12/31/2016
Millennium Management LLC 93,559 0.42 70,376 12/31/2016
Ladenburg Thalmann Asset Management Inc. (LTAM) 93,179 0.42 25,151 12/31/2016
BlackRock Advisors (UK) Limited 88,847 0.40 -2,749 12/31/2015
Moe (Michael T) 67,323 0.30 8,147 12/21/2016
Bulldog Investors, LLC 63,225 0.29 -17,479 12/31/2016
California Public Employees' Retirement System 51,300 0.23 0 12/31/2016
Klein (Mark D) 49,007 0.22 1,893 08/01/2016
Wolverine Trading, LLC 47,425 0.21 23,610 12/31/2016
Acadian Asset Management LLC 47,225 0.21 -30,750 12/31/2016
Wells Fargo Bank, N.A. 45,000 0.20 10,000 12/31/2016
GSA Capital Partners LLP 34,648 0.16 -54,175 12/31/2016
Wells Fargo Advisors 30,543 0.14 -3,878 12/31/2016
OxFORD Asset Management 29,900 0.13 -41,702 12/31/2016
Citadel LLC 27,265 0.12 4,805 12/31/2016
UBS Securities LLC 24,358 0.11 16,668 12/31/2016
Potter (Leonard A) 24,333 0.11 -8,534 04/06/2016
Morgan Stanley & Co. LLC 18,231 0.08 8,519 12/31/2016
The Philadelphia Trust Company 12,500 0.06 12,500 12/31/2016
Cutler Group, LP 11,416 0.05 400 12/31/2016
Wedbush Securities, Inc. 10,878 0.05 683 12/31/2016
Bank of America Merrill Lynch (US) 10,402 0.05 8,593 12/31/2016
John G. Ullman & Associates, Inc. 10,100 0.05 -14,200 12/31/2016
Tanona William F 10,000 0.05 0 04/06/2016
Guggenheim Investments 8,125 0.04 9 11/30/2016
Creative Planning, Inc. 6,657 0.03 387 12/31/2016
Flynn (Mark W) 5,000 0.02 0 04/06/2016
Duemme SGR 4,000 0.02 0 07/31/2016
Research Affiliates, LLC 3,952 0.02 0 06/30/2016
Simplex Trading, LLC 3,043 0.01 1,134 12/31/2016
Blue Bell Private Wealth Management, LLC 1,700 0.01 0 12/31/2016
U.S. Bancorp Asset Management, Inc. 1,551 0.01 0 12/31/2016
Blackstone Alternative Investment Advisors LLC 1,400 0.01 1,200 06/30/2016
Ruggie Wealth Management 1,187 0.01 18 12/31/2016
Citi Investment Research (US) 1,062 0.00 0 12/31/2016
Gupta Wealth Management Llc 1,033 0.00 387 03/31/2016
Sawtooth Asset Management, Inc. 1,000 0.00 1,000 06/30/2015
Group One Trading, L.P. 903 0.00 -593 12/31/2016

Ownership data is provided by Thomson Reuters, a third party service, and GSV Capital Corp. does not maintain or provide information directly to this service.

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GSV Capital Corp.
The Pioneer Building
2925 Woodside Road
Woodside, CA 94062
USA

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