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Ownership Profile

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Stock Quote (NASDAQ: GSVC)
Stock price graph
     
$5.34  - 0.03 down   (0.559%)
Day Range:
5.32 - 5.43
52-week Range:
4.41 - 6.37
Volume:
134,928
4:00 PM ET on Jan 17, 2017
Delayed at least 20 minutes. Provided by eSignal.

Shareholder Breakdown
  Holders Values ($) % O/S Shares
Institution 63 49.99 39.36 8,731,326
Mutual Fund 9 1.23 1.15 255,658

Institutional Shareholder Rotation
  Holders Values Change ($) % O/S Shares Change
Buyers 26 2.83 2.70 598,224
Sellers 19 -4.49 3.40 -753,547
Net -- -1.66 0.70 -155,323

Institutional Shareholder Concentration
  Values ($) % O/S Shares
Top 10 Inst. 44 33.98 7,536,163
Top 20 Inst. 48.07 37.59 8,338,279
Top 50 Inst. 49.94 39.33 8,723,081
Total Inst. 49.94 39.33 8,723,081

Institutional Shareholder Style
  Holders Values ($) % O/S Shares
Index 3 3 6.89 590,924
CoreGrowth 8 10 23.12 1,982,927
Growth 1 4 10.96 940,174
IncomeValue 1 0 0.05 3,952
HedgeFund 11 24 40.15 3,442,617
GARP 2 2 4.83 413,959
BrokerDealer 9 2 4.44 381,153
CoreValue 7 2 4.96 425,107
DeepValue 3 1 2.15 184,632

Top Holders: Institutional Investor
  Shares Held % O/S Shares Change Filing Date
New Jersey Division of Investment 1,771,712 7.99 0 12/31/2016
Pine River Capital Management, L.P. 1,728,713 7.79 -199,905 12/31/2015
RiverNorth Capital Management LLC 1,335,740 6.02 300,275 09/30/2016
Emerald Advisers, Inc. 940,174 4.24 17,978 09/30/2016
Parametric Portfolio Associates LLC 437,564 1.97 3,071 09/30/2016
Needham Investment Management L.L.C. 412,459 1.86 0 09/30/2016
Goldman Sachs & Company, Inc. 299,328 1.35 -76,018 09/30/2016
Wellington Management Company, LLP 253,205 1.14 -7,928 09/30/2016
Morgan Stanley Wealth Management 203,359 0.92 127,287 09/30/2016
Equitec Proprietary Markets, LLC 153,909 0.69 -15,952 09/30/2016
BlackRock Advisors (UK) Limited 102,060 0.46 -540 04/30/2016
C.S. McKee, L.P. 100,000 0.45 0 09/30/2016
Two Sigma Investments, LP 94,301 0.43 24,418 09/30/2016
GSA Capital Partners LLP 88,823 0.40 16,300 09/30/2016
Bulldog Investors, LLC 80,704 0.36 0 09/30/2016
Acadian Asset Management LLC 77,975 0.35 -136,245 09/30/2016
OxFORD Asset Management 71,602 0.32 -35,096 09/30/2016
Ladenburg Thalmann Asset Management Inc. (LTAM) 68,028 0.31 891 09/30/2016
Moe (Michael T) 67,323 0.30 8,147 12/21/2016
California Public Employees' Retirement System 51,300 0.23 0 09/30/2016
Klein (Mark D) 49,007 0.22 1,893 08/01/2016
Wells Fargo Bank, N.A. 35,000 0.16 0 09/30/2016
Wells Fargo Advisors 34,421 0.16 3,891 09/30/2016
Potter (Leonard A) 24,333 0.11 -8,534 04/06/2016
John G. Ullman & Associates, Inc. 24,300 0.11 12,200 09/30/2016
Wolverine Trading, LLC 23,815 0.11 15,066 09/30/2016
Millennium Management LLC 23,183 0.10 23,183 09/30/2016
Citadel LLC 22,460 0.10 5,819 09/30/2016
Oppenheimer Asset Management Inc. 19,773 0.09 19,773 09/30/2016
PDT Partners, LLC 14,800 0.07 14,800 09/30/2016
Susquehanna Financial Group, LLLP 13,893 0.06 -3,831 09/30/2016
Cutler Group, LP 11,416 0.05 400 12/31/2016
Wedbush Securities, Inc. 10,195 0.05 0 09/30/2016
Tanona William F 10,000 0.05 0 04/06/2016
Morgan Stanley & Co. LLC 9,712 0.04 -4,065 09/30/2016
Tower Research Capital LLC 8,304 0.04 8,304 09/30/2016
Guggenheim Investments 8,125 0.04 9 11/30/2016
UBS Securities LLC 7,690 0.03 -147 09/30/2016
Creative Planning, Inc. 6,657 0.03 387 12/31/2016
Flynn (Mark W) 5,000 0.02 0 04/06/2016
Duemme SGR 4,000 0.02 0 07/31/2016
Research Affiliates, LLC 3,952 0.02 0 06/30/2016
Simplex Trading, LLC 3,043 0.01 1,134 12/31/2016
Deutsche Asset Management Americas 2,121 0.01 22 09/30/2016
Bank of America Merrill Lynch (US) 1,809 0.01 0 09/30/2016
Blue Bell Private Wealth Management, LLC 1,700 0.01 0 09/30/2016
U.S. Bancorp Asset Management, Inc. 1,551 0.01 0 09/30/2016
Advisor Group, Inc 1,546 0.01 -3,085 09/30/2016
Stanford Investment Group Inc. 1,500 0.01 0 09/30/2016
Group One Trading, L.P. 1,496 0.01 -3,722 09/30/2016

Ownership data is provided by Thomson Reuters, a third party service, and GSV Capital Corp. does not maintain or provide information directly to this service.

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GSV Capital Corp.
The Pioneer Building
2925 Woodside Road
Woodside, CA 94062
USA

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